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Committed to You - Our Expertise

Let us count the ways we are committed to you and more: 

  • Committed to well-reasoned, insightful advice
  • Committed to incomparable personal service
  • Committed to industry leading, skillfully negotiated cost-effective solutions
  • Committed to an independent approach
  • Committed to the entrepreneurial spirit
  • Committed to NOT using a “one-size fits all approach”
  • Committed to building long-term relationships


  • Independent 401(k) Investment Consulting
  • Plan Optimization Strategies 
  • Innovative Employee Education
  • Review and Help Establish Fiduciary Processes and Best Practices 
  • Benchmarking
  • Investment Policy Statement Support
  • Employee Retirement Readiness
  • Worksite Financial Solutions* and Employee Financial Wellness
  • Maximizing Participant Outcomes
  • Investment Selection Assistance
  • Investment and Expense Monitoring
  • Fee Analysis
  • Vendor Analysis

*Worksite Financial Solutions is a program exclusive to LPL Financial and its advisor partners.

Free 401(k) Analysis

We provide the plan sponsor with two complimentary reports that evaluate your company’s fiduciary process, plan design, and the retirement readiness of your participants.

  1. LPL Financial 12-Point Scoring – this includes fiduciary score methodology to determine potential deficiencies and courses of action.
  2. ERISA Audit – this report evaluates your 401k plan to ERISA requirements.

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